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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-06 |
| TX | RA | APPROVED | 2024-01-06 |
Branch Locations
270 Park Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2011 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2011 | Present |
Entity Name: St. Peter's Preparatory School Investment related: No Address: 144 Grand Street Jersey City, NJ 07302 https://spprep.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Board member and investment committee member for at least a 3 year term. Entity Name: Citizens Holdings LLC Investment related: N Address: https://citizens.coffee/ Nature of the other business: Food Service Position/Title/Relationship: Owner/Partner Start Date: 06/08/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: passive investment of $500 in local coffee shop
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-21 |
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