Mariela Ponce-Gomez

Hilltop Securities Inc.

Claim This Profile

Current Employers

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-16

TX RA
APPROVED

Since 2023-11-16

Branch Locations

5601 Granite Parkway Suite 305, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bbva Securities Inc.	Dallas	TX	07/2015	12/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	06/2015	12/2021
Compass Bank	Birmingham	AL	02/2015	12/2021
Hilltop Securities Inc	Plano	TX	01/2022	Present

07/2015 → 12/2021

Bbva Securities Inc.

Dallas, TX
06/2015 → 12/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
02/2015 → 12/2021

Compass Bank

Birmingham, AL
01/2022 → Present

Hilltop Securities Inc

Plano, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-11-13

S66 Uniform Combined State Law Examination

2023-11-13

View on SEC IAPD

Other Firms

VANGUARD ADVISERS, INC.

BBAE ADVISORS LLC

CAISHEN FINANCIAL

EVERGREEN WEALTH ADVISORS

KICKING HORSE INVESTMENT MANAGEMENT, LLC

Other Investors

John Wayne Purvis

Guy Rene Mondjii

GREGORY THOMAS HANSEN

CLAYBORN PAUL MCCLINTON

BRIAN Michael STRANGE

Seth Gregory Downing

GEORGE ALBERT CENTENO

ERIC RAY FRANCIS

Other Offices

VANGUARD ADVISERS, INC. · PLANO, TX

VANGUARD ADVISERS, INC. · PLANO, TX

VANGUARD ADVISERS, INC. · Plano, TX

VANGUARD ADVISERS, INC. · Plano, TX

VANGUARD ADVISERS, INC. · Plano, TX

TTFCM LLC · PLANO, TX

BBAE ADVISORS LLC · PLANO, TX

PARADIGM GROUP · PLANO, TX

More in Plano, TX

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor