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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-26 |
| TX | RA | APPROVED | 2026-05-26 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | El Segundo | CA | 05/2026 | Present |
| Jp Morgan Securities Llc | Torrance | CA | 04/2016 | 08/2019 |
| Hsbc Securities (Usa) Inc. | Torrance | CA | 08/2019 | 01/2022 |
| Hsbc Bank Usa, N.A. | Torrance | CA | 08/2019 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seal Beach | CA | 12/2022 | 03/2026 |
| Tamed Llc Dba Amai Tea & Cafe | Torrance | CA | 11/2020 | Present |
| Bank Of America, N.A. | Seal Beach | CA | 02/2023 | 03/2026 |
I*1136307Entity Type: For ProfitName of outside business organization: TAMED LLC DBA AMAI TEA & CAFEInvestment related: NoAddress of business: Torrance, California, 90503Position, title, association: Owner Start date of relationship: 1/3/2022Number of hours devoted: 10 hours MonthlyNumber of hours devoted during trading hours: 0Duties: Boba/ Coffee Shop. Just 50% owner I*1757265Entity Type: For ProfitName of OBA: Sweetcoffee LLCAddress: Santa Monica, CAInvestment Related: NoPosition, Title, Association: General Partner/Managing Member, OwnerStart Date: 3/5/2024No Hours: 15 hrs MonthlyNo Hours during trading: 0Duties: Coffee Shop. Investor/help with Sunday duties when needed I*2969297Entity Type: For ProfitName of OBA: Sweetercoffee LLCAddress: Glendale, California, 91204Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 08/20/2025Number of Hours: 10, MonthlyNumber of Hours during trading: 0Duties: Coffee Shop InvestorI*2886309Entity Type: Fiduciary roleName of OBA: Chiang Family TrustAddress: Lawndale, California, 90260Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 12/01/2024Number of Hours: 0Number of Hours during trading: 0Duties: Successor Trustee/Self, Parents, Siblings I*3215270, Entity Type: Entity For Profit, Name of OBA: Sweetestcoffee LLC, Address: Huntington Beach, California, 92648, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 11/16/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Investor, 4th location for our coffee shop THE CHIANG FAMILY TRUST; INV RELATED;TORRANCE,CA; TRUSTEE/CO-TRUSTEE; START DATE: 02/08/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-14 |
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