Brett Thomas Von Flatern

Current Employers

Employment History

• 08/2015 → 06/2018
  Fidelity Brokerage Services Llc
  Merrimack, NH
• 09/2018 → 08/2023
  Securian Financial Services Inc
  St.PAul, MN
• 09/2018 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 09/2018 → 09/2020
  Pioneer Financial Group
  Dedham, MA
• 10/2020 → Present
  Pioneer Financial Group
  Windsor, CT
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Windsor, CT
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-01-08 → 2023-08-10
  Securian Financial Services, Inc.
  Dedham, MA
  Windsor, CT
  Dedham, MA
  Brewster, MA
  St. Paul, MN

Other Businesses

1. PIONEER FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2018 ADDRESS: SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: EVERGREEN FINANCIAL, INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2024;, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;

Exams

• S66 Uniform Combined State Law Examination
  2018-12-21
• S63 Uniform Securities Agent State Law Examination
  2015-09-28

Other Names

• Brett Thomas Von Flattern
• Brett Thomas Von Flatern
• Brett Von Flatern