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Ryan Christman Mickiewicz

Cetera Investment Advisers LLC

Brewster, MA

CRD 6480309

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-05-09
TX RA APPROVED_RES 2023-08-10
  • MA RA
    APPROVED
    Since 2024-05-09
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2404 Main St Unit 3, Brewster, MA 02631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Financial Group Springfield MA 04/2015 09/2020
Securian Financial Services Inc St Paul MN 04/2015 08/2023
Minnesota Life Insurance Co St Paul MN 04/2015 08/2023
Western New England University Springfield MA 08/2014 01/2017
Pioneer Financial Group Windsor CT 10/2020 07/2024
Cetera Wealth Services, Llc Windsor CT 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Evergreen Financial, Inc Brewster MA 06/2024 Present
  • 04/2015 → 09/2020
    Pioneer Financial Group
    Springfield, MA
  • 04/2015 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 04/2015 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2014 → 01/2017
    Western New England University
    Springfield, MA
  • 10/2020 → 07/2024
    Pioneer Financial Group
    Windsor, CT
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Windsor, CT
  • 08/2023 → Present
    Schaumburg, IL
  • 06/2024 → Present
    Evergreen Financial, Inc
    Brewster, MA
Previous Registrations
  • 2015-07-28 → 2023-08-10
    Securian Financial Services, Inc.
    Longmeadow, MA
    Windsor, CT
    Brewster, MA
    St. Paul, MN
Other Businesses

1. FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 09/01/2016 ADDRESS:SAME AS REGISTERED LOCATION, DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: EVERGREEN FINANCIAL, INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-06
  • S66 Uniform Combined State Law Examination
    2015-06-06

View on SEC IAPD

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