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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-05-26
  • FL RA
    APPROVED
    Since 2016-05-26

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

22 Bull St, Savannah, GA 31401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 03/2009 Present
Bank Of America, N.A. Miami FL 03/2009 Present
Other Businesses

I*123704 For profit or not for profit: For-Profit Organization Name of outside business organization: Pure Poison LLC Investment related: N Address of business: Wilmington, Delaware 19808 Nature of business: LLC, Position, title, association: , Start date of relationship: 1/21/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: purpose of this business is hold personal interest in another business entity for estate planning purposes. my interest is a passive investment of 25% in an start-up operating business. I*123965 For profit or not for profit: For-Profit Organization Name of outside business organization: Clover Club Worldwide, LLC Investment related: N Address of business: Plantation, Florida 33324 Nature of business: LLC, Position, title, association: , Start date of relationship: 2/20/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Clover Club Worldwide will operate as an indoor golfing facility with simulation technology. Revenues are generated by memberships, monthly usage charges, merchandise sales and golfing instruction by an outside professional.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-27
  • S66 Uniform Combined State Law Examination
    2016-04-27
Other Names
  • Paul J Yates

View on SEC IAPD

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