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Thomas Robert Lloyd

Charles Schwab & Co., Inc.

West Palm Beach, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-31
  • FL RA
    APPROVED
    Since 2016-08-31

Branch Locations

501 S. Flagler Dr, West Palm Beach, FL 33401-5909 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. West Palm Beach FL 08/2015 Present
Charles Schwab Bank, Ssb West Palm Beach FL 10/2021 Present
Td Ameritrade, Inc. West Palm Beach FL 10/2022 06/2024
Td Ameritrade Investment Management, Llc West Palm Beach FL 10/2022 06/2024
  • 08/2015 → Present
    Charles Schwab & Co., Inc.
    West Palm Beach, FL
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    West Palm Beach, FL
  • 10/2022 → 06/2024
    Td Ameritrade, Inc.
    West Palm Beach, FL
  • 10/2022 → 06/2024
    Td Ameritrade Investment Management, Llc
    West Palm Beach, FL
Previous Registrations
  • 2022-11-07 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-30
  • S66 Uniform Combined State Law Examination
    2016-08-30
Other Names
  • Thomas Robert Lloyd
  • Thomas Lloyd
  • Thomas Robert Lloyd

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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