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Robert James Peel

Captrust

New York, NY

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-05
  • NJ RA
    APPROVED
    Since 2022-10-05

Branch Locations

40 Wall Street 56Th Floor, New York, NY 10005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cammack Larhette Brokerage, Inc. New York NY 07/2015 05/2021
Capfinancial Partners Llc (Captrust) Raleigh NC 05/2021 Present
Capfinancial Securities Llc Raleigh NC 05/2021 Present
  • 07/2015 → 05/2021
    Cammack Larhette Brokerage, Inc.
    New York, NY
  • 05/2021 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 05/2021 → Present
    Capfinancial Securities Llc
    Raleigh, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-17
S63 Uniform Securities Agent State Law Examination 2015-10-23
  • S65 Uniform Investment Adviser Law Examination
    2017-01-17
  • S63 Uniform Securities Agent State Law Examination
    2015-10-23

View on SEC IAPD

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