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Neal Matsuo Narahara

Morgan Stanley

Napa, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-02-16
TX RA APPROVED_RES 2023-02-16
  • CA RA
    APPROVED
    Since 2023-02-16
  • TX RA
    APPROVED_RES
    Since 2023-02-16

Branch Locations

700 Main Street Suite 315, Napa, CA 94559 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Napa CA 01/2021 02/2023
Ubs Financial Services Inc Menlo Park CA 01/2017 01/2021
Ubs Financial Services Inc Los Angeles CA 10/2013 01/2017
Morgan Stanley Napa CA 02/2023 Present
Morgan Stanley Private Bank, N.A New York NY 04/2023 Present
Previous Registrations
  • 2006-09-14 → 2023-02-09
    Ubs Financial Services Inc.
    Beverly Hills, CA
    Los Angeles, CA
    Palo Alto, CA
    Walnut Creek, CA
    San Jose, CA
    Los Gatos, CA
    Napa, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-22
  • S66 Uniform Combined State Law Examination
    2006-05-22

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA
HARRINGTON INVESTMENTS, INC. · NAPA, CA
WELLS FARGO CLEARING SERVICES, LLC · NAPA, CA
5T WEALTH, LLC · NAPA, CA
BENEFITS PLUS, LLC · NAPA, CA
LPL FINANCIAL LLC · NAPA, CA

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