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120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-08 |
Branch Locations
302 Holleman Drive East Suite 200, College Station, TX 77840 • United States
Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofg Financial Services, Inc. | Topeka | KS | 01/2016 | Present |
EFS FIRM, LP (DBA EXECUTIVE FINANCIAL SERVICES) RECEIVES LIFE & HEALTH COMMISSIONS / RECEIVES FIXED ANNUITY COMMISSIONS - COMMISSIONS - 10% TIME SPENT; EFS MGMT, LLC - MANAGING & GENERAL PARTNER OF EFS FIRM, LP - GUARANTEED PAYMENTS - 10% TIME SPENT; Independent Life & Health Insurance Agent-commissions-10% time spent; Stick Gun Trust-Legal Sporting Purposes-Trustee-no compensation-less than 1% time spent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-01 |
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