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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-01-05 |
Branch Locations
611 Packerland Drive, Green Bay, WI 54303 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secure Retirement Solutions | Green Bay | WI | 06/2015 | Present |
| Brokers International Financial Services, Llc. | Green Bay | WI | 09/2015 | Present |
1) LISTLE FINANCIAL AND INSURANCE SERVICES, LLC.; 611 PACKERLAND DRIVE, GREEN BAY WI, 54304; MUTUAL FUNDS AND VARIABLE/FIXED ANNUITIES; REGISTERED REP/INSURANCE AGENT; 11/4/2015; 40; 40; SALES OF MUTUAL FUND AND INSURANCE SALES; 2) SECURE RETIREMENT SOLUTIONS; 3040 ALLIED STREET SUITE A, GREEN BAY WI 54304; ADMINSTRATIVE WORK, SALES OF MUTUAL FUNDS/VA'S; START DATE 6/1/2015 175 HOURS; 130 HOURS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-18 |
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