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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-16 |
| NJ | RA | APPROVED | 2022-06-15 |
Branch Locations
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
Matawan, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc. | New York | NY | 09/2015 | 09/2016 |
| Massmutual | Warren | NJ | 09/2016 | Present |
| Mml Investors Services | Warren | NJ | 11/2016 | Present |
(1) Name: Inlet Financial LLC Inv rel: Y Add: 184 Liberty Corner Rd Ste 315 Warren, NJ 07059 Nature: Other - LLC for business expenses Position: Member Start date: 09/29/2022 No. HR/MO: 1. No. HR/MO during sec trading: 1. Describe duties: LLC for business accounting purposes/expenses (2) Name: Hockey Players in Business Inv rel: N Add: 1350 Euclid Ave Ste 800 Cleveland OH 44115 Nature: Non-Profit Charitable Organization Position: Vice President of NJ Chapter Start date: 12/15/2023 No. HR/MO: 4. No. HR/MO during sec trading: 0. Describe duties: Help with planning events and networking.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-14 |
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