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Inactive

Jane Lee

Ethic

New York, NY

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Current Employers
Ethic

99 Hudson Street, 17Th Floor, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-05
NY RA APPROVED 2021-09-23
  • TX RA
    APPROVED
    Since 2021-12-05
  • NY RA
    APPROVED
    Since 2021-09-23

Branch Locations

99 Hudson Street, 17Th Floor, New York, NY 10013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Malvern PA 11/2015 03/2017
Aperio Group Sausalito CA 06/2017 03/2020
Ethic Inc. New York NY 03/2020 Present
  • 11/2015 → 03/2017
    The Vanguard Group
    Malvern, PA
  • 06/2017 → 03/2020
    Aperio Group
    Sausalito, CA
  • 03/2020 → Present
    Ethic Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-23
S63 Uniform Securities Agent State Law Examination 2015-12-22
  • S65 Uniform Investment Adviser Law Examination
    2021-09-23
  • S63 Uniform Securities Agent State Law Examination
    2015-12-22
Other Names
  • Jane Lui
  • Hyeji Lee
  • Jane Liu

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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