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Jing Liu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

South Pasadena, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-15
CA RA APPROVED 2020-05-14
  • TX RA
    APPROVED
    Since 2020-06-15
  • CA RA
    APPROVED
    Since 2020-05-14

Branch Locations

929 Fair Oaks Ave, South Pasadena, CA 91030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America/Merrill South Pasadena CA 02/2020 Present
Shoujun Asset Management Limited Shenzhen 10/2014 07/2017
Bank Of America Duarte CA 09/2017 02/2020
  • 02/2020 → Present
    Bank Of America/Merrill
    South Pasadena, CA
  • 10/2014 → 07/2017
    Shoujun Asset Management Limited
    Shenzhen
  • 09/2017 → 02/2020
    Bank Of America
    Duarte, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-13
S63 Uniform Securities Agent State Law Examination 2004-12-29
  • S66 Uniform Combined State Law Examination
    2020-05-13
  • S63 Uniform Securities Agent State Law Examination
    2004-12-29
Other Names
  • Jing Liu Ponchart
  • Jing Liu Ponchart
  • Jenny Liu
  • Jenny Jing Liu
  • Jing Liu
  • Jenny (Jing) Liu

View on SEC IAPD

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RICHARD STEPHEN LOUSARARIAN
NAREK TAGMIZYAN

Other Offices

OSAIC WEALTH, INC. · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
LPL FINANCIAL LLC · SOUTH PASADENA, CA
GREENLAKE ASSET MANAGEMENT LLC · SOUTH PASADENA, CA
WELLS FARGO CLEARING SERVICES, LLC · SOUTH PASADENA, CA
NEWBURY CAPITAL MANAGEMENT, LLC · SOUTH PASADENA, CA
J.P. MORGAN SECURITIES LLC · SOUTH PASADENA, CA
COPPELL ADVISORY SOLUTIONS LLC · South Pasadena, CA

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