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Katelyn Dare Harder

Principal Securities, Inc.

West Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-07-01
  • IA RA
    APPROVED
    Since 2025-07-01

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Insurace Company Springfield IL 11/2016 07/2019
Horace Mann Insurace Company Springfield IL 06/2016 11/2016
Horace Mann Investors Inc. Springfield IL 11/2016 07/2019
Mutual Of Omaha Investor Services Des Moines IA 07/2019 06/2021
Mutual Of Omaha Insurance Company Des Moines IA 07/2019 06/2021
Lpl Financial, Llc Des Moines IA 06/2021 06/2025
Lpl Financial, Llc Des Moines IA 07/2021 12/2022
Lsb Capital Management, Inc. Des Moines IA 10/2024 06/2025
Principal Life Insurance Company West Des Moines IA 06/2025 Present
Principal Securities, Inc. West Des Moines IA 06/2025 Present
  • 11/2016 → 07/2019
    Horace Mann Insurace Company
    Springfield, IL
  • 06/2016 → 11/2016
    Horace Mann Insurace Company
    Springfield, IL
  • 11/2016 → 07/2019
    Horace Mann Investors Inc.
    Springfield, IL
  • 07/2019 → 06/2021
    Mutual Of Omaha Investor Services
    Des Moines, IA
  • 07/2019 → 06/2021
    Mutual Of Omaha Insurance Company
    Des Moines, IA
  • 06/2021 → 06/2025
    Lpl Financial, Llc
    Des Moines, IA
  • 07/2021 → 12/2022
    Lpl Financial, Llc
    Des Moines, IA
  • 10/2024 → 06/2025
    Lsb Capital Management, Inc.
    Des Moines, IA
  • 06/2025 → Present
    Principal Life Insurance Company
    West Des Moines, IA
  • 06/2025 → Present
    Principal Securities, Inc.
    West Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2018-02-26
  • S65 Uniform Investment Adviser Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2018-02-26
Other Names
  • Katelyn Dare Walker
  • Katelyn Walker
  • Katelyn Andres
  • Katelyn Dare Andres
  • Katie Dare Harder

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
FOSTER GROUP, INC.
KSA PARTNERS, LLC
LPL FINANCIAL LLC
ARETE WEALTH ADVISORS, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
PARK AVENUE SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE
EDDIE RAY COLEMAN
JAMES LAWRENCE LUMLEY
CONOR J BOFFELI
Signe Olson
ANDREW JAY HIMELSON

Other Offices

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
FOSTER GROUP, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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