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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Jacksonville | FL | 09/2015 | 11/2016 |
| Valic Financial Advisors, Inc. | Tallahassee | FL | 12/2016 | Present |
| Agia | Houston | TX | 12/2022 | Present |
AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products ORCHID BAY 77A, LLC POSITION: owner NATURE: Thisis an LLCDelaware Corporation which holds a vacant lot at Orchid Bay located inCorozal, Belize, C.A. There is no income generated. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2006 ADDRESS: 8535 Clear Lake Lane, Tallahassee FL 32311, United States DESCRIPTION: None.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-08 |
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