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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-03
MN RA APPROVED 2016-05-27
  • TX RA
    APPROVED
    Since 2016-06-03
  • MN RA
    APPROVED
    Since 2016-05-27

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Reserve Fort Rucker AL 06/2014 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 04/2016 Present
Bank Of America, N.A. Duluth MN 06/2016 Present
Other Businesses

I*94686FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY HERITAGE LIFE INSURANCE COMPANYINVESTMENT RELATED: NADDRESS OF BUSINESS:CLEVELAND, OHIO 44147NATURE OF BUSINESS: CORPORATION NOT EMPLOYED. RECEIVE RESIDUAL COMMISSIONS.POSITION, TITLE, ASSOCIATION: OTHER, NOT EMPLOYED. RECEIVE RESIDUAL COMMISSIONS.START DATE OF RELATIONSHIP: 8/20/2013NUMBER OF HOURS DEVOTED: 0 ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WORKED FOR FAMILY HERITAGE LIFE INSURANCE COMPANY AND SOLD LIFE, HEALTH AND ACCIDENT SUPPLEMENTAL POLICIES. I VOLUNTARILY LEFT THE COMPANY AND WAS OFFICIALLY TERMINATED ON 31 OCTOBER 2015. I AM NO LONGER EMPLOYED BY THE COMPANY. I*101503FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: S. D. A. LEADERSHIP FOUNDATION COMMITTEEINVESTMENT RELATED: NADDRESS OF BUSINESS:DULUTH, MINNESOTA 55802NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/2/2017NUMBER OF HOURS DEVOTED: 4 HOURS QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 DUTIES: SERVE AS A MEMBER OF THE S. D A. LEADERSHIP FOUNDATION ADVISORY COMMITTEE. I*1203272For profit or not for profit: Entity Charitable Name of outside business organization: Duluth East Youth Football Board Investment related: No Address of business: Duluth, Minnesota, 55803Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 4/3/2023Number of hours devoted: 2 hours Monthly Number of hours devoted during trading hours: 0 Duties: To serve on the Duluth East Youth Football Board to help with the decisions and direction of the football program I*1587280For profit or not for profit: Name of outside business organization: Skydive Duluth Investment related: no Address of business: Superior, WI Nature of business: Position, title, association: Other Start date of relationship: 05/01/2024Number of hours devoted: 4 hrs monthly Number of hours devoted during trading hours: Duties: I would serve as a backup/floating pilot for the owner of Skydive Duluth during his operating season. Pending the owners need, I would fly the airplane. I*: 2575371 Entity Type: For Profit Name of OBA: Henderson Holdings LLC Address: Duluth, MN 55804 Investment Related: No Position, Title, Association: Owner Employee Start Date: 06/28/2025 Number of Hours: 90 hrs annually Number of Hours during trading: 0 Duties: Henderson Holdings LLC will hold future rental properties. Planning to start with a camper on my personal property for the rental of a pop-up camper for glamping type experiences My kids will be responsibly for most of the day to day work/activities needed. I will oversee the schedule for the rental, cost, equipment and flow of any income generated.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-26
  • S66 Uniform Combined State Law Examination
    2016-05-26
Other Names
  • Michael David Henderson

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