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Inactive

Samuel Austin Richman

Lido

New York, NY

Los Angeles, CA

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Current Employers
Lido

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-15
NY RA APPROVED 2025-10-15
  • CA RA
    APPROVED
    Since 2025-10-15
  • NY RA
    APPROVED
    Since 2025-10-15

Branch Locations

489 Fifth Avenue 2Nd Floor, New York, NY 10017 • United States

1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernstein Private Wealth Management New York NY 07/2015 09/2017
Morgan Stanley Smith Barney Llc New York NY 09/2017 04/2019
Ifm (Us) Securities, Llc New York NY 01/2022 07/2025
Earnest Research New York NY 01/2020 12/2021
Unemployed New York NY 04/2019 01/2020
Lido Advisors, Llc Los Angeles CA 08/2025 Present
  • 07/2015 → 09/2017
    Bernstein Private Wealth Management
    New York, NY
  • 09/2017 → 04/2019
    Morgan Stanley Smith Barney Llc
    New York, NY
  • 01/2022 → 07/2025
    Ifm (Us) Securities, Llc
    New York, NY
  • 01/2020 → 12/2021
    Earnest Research
    New York, NY
  • 04/2019 → 01/2020
    Unemployed
    New York, NY
  • 08/2025 → Present
    Lido Advisors, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-15
S63 Uniform Securities Agent State Law Examination 2022-05-13
  • S65 Uniform Investment Adviser Law Examination
    2025-10-15
  • S63 Uniform Securities Agent State Law Examination
    2022-05-13
Other Names
  • Sam Richman

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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