Brian Gary Buckley

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → Present
  Jpmorgan Securities Llc
  Boston, MA
• 07/2015 → Present
  Jpmorgan Chase Bank Na
  Boston, MA

Other Businesses

Entity Name: Dogs for Better Lives (formerly known as Dogs for the Deaf) Investment related: Yes "Address: Please note that I am applying for a Regional Advisory Board Member position. Therefore, I am not sure if this request for approval is needed - but I want to complete the request out of caution. Organization Address: 10175 Wheeler Rd, Central Point, OR 97502 Organization Website: https://dogsforbetterlives.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 12/31/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The organization trains and places Assistance Dogs to people in need across the United States. The organization is a 501(c)3. Responsibilities: I plan to apply to be a Regional Advisory Board Member for the Northeast region. Expectations include overseeing and planning signature events and fundraising/financial commitments. I may be asked to take on a Treasurer/Finance Committee role at some point. I have 501(c)3 clients at JPM in my role, but am unaware of a separate connection to JPMC."

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-09-05
• S63 Uniform Securities Agent State Law Examination
  2015-10-14

Other Names

• Brian Buckley