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Ross Matthew Catena

Alliancebernstein L.P.

Nashville, TN

Urbandale, IA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-18
  • IA RA
    APPROVED
    Since 2023-12-18

Branch Locations

One Nashville Place, 150 4Th Avenue North, Nashville, TN 37219 • United States

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ryan Kramer Downers Grove IL 07/2015 04/2018
Northwestern Mutual Investment Services Llc Downers Grove IL 08/2015 04/2018
Ryan Kramer Downers Grove IL 07/2015 04/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2016 04/2018
Morningstar Investment Svcs Chicago IL 05/2018 06/2019
Alliancebernstein Investments, Inc. Nashville TN 07/2019 Present
  • 07/2015 → 04/2018
    Ryan Kramer
    Downers Grove, IL
  • 08/2015 → 04/2018
    Northwestern Mutual Investment Services Llc
    Downers Grove, IL
  • 07/2015 → 04/2018
    Ryan Kramer
    Downers Grove, IL
  • 09/2016 → 04/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2018 → 06/2019
    Morningstar Investment Svcs
    Chicago, IL
  • 07/2019 → Present
    Alliancebernstein Investments, Inc.
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-01
  • S66 Uniform Combined State Law Examination
    2016-08-01
Other Names
  • Ross M Catena

View on SEC IAPD

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HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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