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Marcus David Mattern

Mattern Wealth Management LLC

Lawrence, KS

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Current Employers
Mattern Wealth Management Llc

1811 Wakarusa Drive Suite 103, Lawrence, KS 66047 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-10-14
  • KS RA
    APPROVED
    Since 2019-10-14

Branch Locations

1811 Wakarusa Drive Suite 103, Lawrence, KS 66047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Lawrence KS 06/2016 10/2016
Wells Fargo Clearing Services, Llc Lawrence KS 11/2016 10/2019
Mattern Wealth Management, Llc Lawrence KS 10/2019 Present
Wells Fargo Advisors, Llc Lawrence KS 10/2016 11/2016
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-03
  • S66 Uniform Combined State Law Examination
    2017-03-03
Other Names
  • Mark David Mattern
  • Marcus Mattern

View on SEC IAPD

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