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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-21 |
Branch Locations
5700 Granite Pkwy Suite 360, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Dallas | TX | 08/2015 | 07/2017 |
| Various Insurance Carriers For W & R Insurance Agencies | Dallas | TX | 12/2015 | 07/2017 |
| Presidential Election Republican Voter Turnout | Dallas | TX | 10/2016 | 11/2016 |
| Wells Fargo Clearning Svcs, Llc | Dallas | TX | 07/2017 | 08/2018 |
| Ameriprise Financial Services, Inc. | Plano | TX | 10/2018 | 01/2019 |
| Unemployed | Dallas | TX | 08/2018 | 10/2018 |
| Usaa Investment Services Company | Addison | TX | 04/2019 | 10/2020 |
| Usaa Financial Advisors Inc | Addison | TX | 04/2019 | 06/2020 |
| Randstad Staffing | Addison | TX | 04/2019 | 10/2020 |
| Unemployed | Dallas | TX | 01/2019 | 04/2019 |
| Tiaa | Lewisville | TX | 01/2021 | 07/2025 |
| Unemployed | Dallas | TX | 10/2020 | 01/2021 |
| Lpl Enterprise Llc | Plano | TX | 07/2025 | Present |
1. 07/10/2025 - Convention of States Action - Politics/ Government - Non Inv Related - Dallas, TX - Start Date 04/18/2021 - 1hr/MTH 0hrs/MTH During Trading 2. 07/10/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Dallas, TX - Start Date 07/21/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 07/10/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Dallas, TX - Start Date 07/21/2025 - 160hrs/MTH 160hrs/MTH During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-22 |
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