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Gloria Kabugo-Musoke

Charles Schwab & Co., Inc.

Raleigh, NC

Chapel Hill, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-07-01
  • NC RA
    APPROVED
    Since 2021-07-01

Branch Locations

4313 Glenwood Avenue, Raleigh, NC 27612 • United States

1108 Environ Way, Chapel Hill, NC 27517-4418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Raleigh NC 04/2014 05/2021
Charles Schwab & Co., Inc. Raleigh NC 06/2021 Present
Charles Schwab Bank, Ssb Raleigh NC 06/2021 Present
  • 04/2014 → 05/2021
    Fidelity Investments
    Raleigh, NC
  • 06/2021 → Present
    Charles Schwab & Co., Inc.
    Raleigh, NC
  • 06/2021 → Present
    Charles Schwab Bank, Ssb
    Raleigh, NC
Previous Registrations
  • 2018-07-13 → 2021-06-01
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-01-05 → 2018-07-13
    Strategic Advisers Llc
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-15
  • S66 Uniform Combined State Law Examination
    2016-01-15

View on SEC IAPD

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