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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-15 |
| CA | RA | APPROVED | 2023-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Torrance | CA | 07/2015 | 10/2016 |
| Jpmorgan Chase Bank, N.A. | Torrance | CA | 07/2015 | 10/2016 |
| Us Bankcorp | Downey | CA | 10/2016 | 02/2019 |
| U.S. Bancorp Investments, Inc. | Downey | CA | 10/2016 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 06/2019 | 06/2022 |
| Bank Of America, N.A. | Pasadena | CA | 08/2019 | 06/2022 |
| J.P. Morgan Securities Llc | Yorba Linda | CA | 07/2022 | 10/2023 |
| Jpmorgan Chase Bank, N.A. | Yorba Linda | CA | 07/2022 | 10/2023 |
| Unemployed | Fuzhou | 02/2019 | 06/2019 | |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 10/2023 | Present |
| Bank Of America, N.A. | Pasadena | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-05 |
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