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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-21 |
Branch Locations
200 West Congress Street, Lafayette, LA 70501 • United States
8201 Preston Rd 1St Floor, Dallas, TX 75225 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 01/1992 | 09/2021 |
| Bbva Securities Inc. | Dallas | TX | 05/2013 | 09/2021 |
| First Horizon | Dallas | TX | 09/2021 | Present |
| Lpl Financial Llc | Dallas | TX | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/24/2025 2. 08/21/2025- First Horizon Bank- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 09/30/2021- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-14 |
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