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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-10-31
  • VA RA
    APPROVED
    Since 2016-10-31

Branch Locations

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Gloucester, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup New York NY 05/2013 Present
  • 05/2013 → Present
    Citigroup
    New York, NY
Previous Registrations
Other Businesses

Sea Biscuit LLC-South Shores, NC; Investment-related ;Affiliation started on 04/28/2017; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside of securities trading hours. ///// 7436 Corr St LLC - Gloucester, VA; Investment-related; Affiliation started on 12/29/2017; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. ///// 12855 Daybreak Circle LLC-Gloucester, VA, ; Investment-related; Affiliation started on 01/11/2019; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside of securities trading hours.///// 7245 Botetourt Ave LLC - Gloucester, VA; Investment-related; Affiliation started on 02/12/2021; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-03
S63 Uniform Securities Agent State Law Examination 2004-12-30
  • S66 Uniform Combined State Law Examination
    2007-12-03
  • S63 Uniform Securities Agent State Law Examination
    2004-12-30
Other Names
  • Katharine Mead Massey
  • Katharine Mead Smith

View on SEC IAPD

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