Katharine Massey Smith

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Citigroup
  New York, NY

Previous Registrations

• 2010-04-16 → 2012-07-06
  Maseco Private Wealth
  London
• 2007-12-10 → 2008-12-17
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

Sea Biscuit LLC-South Shores, NC; Investment-related ;Affiliation started on 04/28/2017; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside of securities trading hours. ///// 7436 Corr St LLC - Gloucester, VA; Investment-related; Affiliation started on 12/29/2017; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. ///// 12855 Daybreak Circle LLC-Gloucester, VA, ; Investment-related; Affiliation started on 01/11/2019; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside of securities trading hours.///// 7245 Botetourt Ave LLC - Gloucester, VA; Investment-related; Affiliation started on 02/12/2021; Title: Managing Member; Duties: manager; 0 hours devoted each month during securities trading hours; 2 hours devoted each month outside securities trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-03
• S63 Uniform Securities Agent State Law Examination
  2004-12-30

Other Names

• Katharine Mead Massey
• Katharine Mead Smith