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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-11 |
Branch Locations
10911 Ventura Blvd, Studio City, CA 91604 • United States
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | North Hollywood | CA | 07/2015 | 11/2016 |
| Wells Fargo Bank, Na | North Hollywood | CA | 04/2012 | Present |
| California State University Of Northridge | Northridge | CA | 08/2010 | Present |
| Wells Fargo Clearing Services, Llc | North Hollywood | CA | 11/2016 | Present |
M&C MAINTENANCE LLC; INV RELATED; NORTH HOLLYWOOD,CA; JANITORIAL AND SMALL MAINTENANCE SERVICES;50% OWNERSHIP; START DATE: 10/27/2025; 16 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-16 |
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