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Madeline Yahaira Rutinel

Ladenburg Thalmann Asset Management Inc

New York, NY

New York, NY

CRD 6535218

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Employer firm

Ladenburg Thalmann Asset Management Inc CRD 108604

$6.68B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE MODEL RECOMMENDATIONS TO OTHER RIAS

From the firm’s Form ADV. Read the guides:

Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-03
  • NY RA
    APPROVED
    Since 2021-03-03

Branch Locations

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg Thalmann & Co New York NY 10/2014 Present
  • 10/2014 → Present
    Ladenburg Thalmann & Co
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-30
  • S66 Uniform Combined State Law Examination
    2019-11-30
Other Names
  • Yahaira Madeline Rutinel

View on SEC IAPD

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