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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-04
MD RA APPROVED 2015-09-18
  • TX RA
    APPROVED
    Since 2016-01-04
  • MD RA
    APPROVED
    Since 2015-09-18

Branch Locations

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Bethesda MD 06/2015 Present
Bank Of America, N.A. North Bethesda MD 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-17
  • S66 Uniform Combined State Law Examination
    2015-09-17
Other Names
  • Brian C Eliff

View on SEC IAPD

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