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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-01 |
| CA | RA | APPROVED | 2017-07-11 |
Branch Locations
2677 North Main Street Suite 1000, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Brea | CA | 08/2015 | 04/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Fullerton | CA | 01/2016 | 04/2017 |
| Bni Boom! | Buena Park | CA | 02/2016 | 04/2017 |
| Soccer Official | Fullerton | CA | 01/2008 | 04/2017 |
| Morgan Stanley | Santa Ana | CA | 04/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-16 |
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