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Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-03-06
  • KY RA
    APPROVED
    Since 2024-03-06

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

1048 Ashley Street Unit 301, Bowling Green, KY 42103 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-25
  • KY RA
    APPROVED
    Since 2023-04-25

Branch Locations

1048 Ashley St., Unit 301, Bowling Green, KY 42103 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Investment Services Louisville KY 07/2015 04/2023
Cerity Partners Bowling Green KY 04/2023 Present
Cerity Partners Retirement Plan Advisors New York NY 03/2024 Present
  • 07/2015 → 04/2023
    Argi Investment Services
    Louisville, KY
  • 04/2023 → Present
    Cerity Partners
    Bowling Green, KY
  • 03/2024 → Present
    Cerity Partners Retirement Plan Advisors
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-19
  • S65 Uniform Investment Adviser Law Examination
    2015-08-19
Designations

View on SEC IAPD

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