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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-01-27 |
| TX | RA | APPROVED_RES | 2023-01-26 |
Branch Locations
1111 Polaris Pkwy Floor 1C, Columbus, OH 43240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbus | OH | 07/2015 | 01/2018 |
| Bank Of America, N.A. | Columbus | OH | 04/2016 | 01/2018 |
| Ubs Financial Services, Inc | Columbus | OH | 01/2018 | 12/2022 |
| Jpmorgan Chase Bank, Na | Columbus | OH | 01/2023 | Present |
| Jpmorgan Securities Llc | Columbus | OH | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-28 |
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