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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-28
CA RA APPROVED 2026-03-30
CO RA APPROVED 2026-03-06
IL RA APPROVED 2021-11-04
MO RA APPROVED 2021-07-07
  • TX RA
    APPROVED_RES
    Since 2026-04-28
  • CA RA
    APPROVED
    Since 2026-03-30
  • CO RA
    APPROVED
    Since 2026-03-06
  • IL RA
    APPROVED
    Since 2021-11-04
  • MO RA
    APPROVED
    Since 2021-07-07

Branch Locations

200 Josephine St, Denver, CO 80206 • United States

3121 N Illinois St, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 07/2015 Present
Bank Of America, N.A. Denver CO 04/2026 Present
Other Businesses

I*: 1870282 Entity Type: Entity Charitable Name of OBA: Society of Actuaries Address: Schaumburg, IL Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/30/2024 Number of Hours: 1 hr monthly Number of Hours during trading: 0 Duties: The Society of Actuaries (SOA) is a global professional organization with more than 30,000 actuaries as members. As stated on their website (https://www.soa.org/about/mission-vision/):Our Mission - Through education and research, the SOA advances actuaries as leaders in measuring and managing risk to improve financial outcomes for individuals, organizations, and the public.Our Vision - Actuaries are highly sought-after professionals who develop and communicate solutions for complex financial issues.I am contemplating running for a Section Council member position on the Retirement Section. The SOA is volunteer driven organization that is made up of roughly 20 "Sections". Each section is responsible for advancing the SOA's mission and vision relative to that specific practice area. The sections are overseen by "Councils" which are made up of volunteers elected to three year terms. The Retirement Section Council is best described as a steering committee. The time commitment is one hour monthly. I*: 2086403 Entity Type: Entity For Profit Name of OBA: Dingle Farms LLC Address: Columbia, IL Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/01/2024 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: My mother passed and left farmland in the name of myself and my two siblings. We have no desire to sell the land and would prefer to instead set it up under an LLC with each sibling having equal ownership. We will rent the land to a farmer on a per-acre basis which will serve as annual income to the LLC.I'll have no responsibility beyond being an 1/3 owner who has a theoretical ability to make business decisions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-06
  • S66 Uniform Combined State Law Examination
    2021-07-06

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