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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-28 |
| CA | RA | APPROVED | 2026-03-30 |
| CO | RA | APPROVED | 2026-03-06 |
| IL | RA | APPROVED | 2021-11-04 |
| MO | RA | APPROVED | 2021-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 07/2015 | Present |
| Bank Of America, N.A. | Denver | CO | 04/2026 | Present |
I*: 1870282 Entity Type: Entity Charitable Name of OBA: Society of Actuaries Address: Schaumburg, IL Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/30/2024 Number of Hours: 1 hr monthly Number of Hours during trading: 0 Duties: The Society of Actuaries (SOA) is a global professional organization with more than 30,000 actuaries as members. As stated on their website (https://www.soa.org/about/mission-vision/):Our Mission - Through education and research, the SOA advances actuaries as leaders in measuring and managing risk to improve financial outcomes for individuals, organizations, and the public.Our Vision - Actuaries are highly sought-after professionals who develop and communicate solutions for complex financial issues.I am contemplating running for a Section Council member position on the Retirement Section. The SOA is volunteer driven organization that is made up of roughly 20 "Sections". Each section is responsible for advancing the SOA's mission and vision relative to that specific practice area. The sections are overseen by "Councils" which are made up of volunteers elected to three year terms. The Retirement Section Council is best described as a steering committee. The time commitment is one hour monthly. I*: 2086403 Entity Type: Entity For Profit Name of OBA: Dingle Farms LLC Address: Columbia, IL Investment Related: No Position, Title, Association: Owner Employee Start Date: 12/01/2024 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: My mother passed and left farmland in the name of myself and my two siblings. We have no desire to sell the land and would prefer to instead set it up under an LLC with each sibling having equal ownership. We will rent the land to a farmer on a per-acre basis which will serve as annual income to the LLC.I'll have no responsibility beyond being an 1/3 owner who has a theoretical ability to make business decisions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-06 |
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