Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-09-26
TX RA APPROVED 2022-09-26
  • TN RA
    APPROVED
    Since 2022-09-26
  • TX RA
    APPROVED
    Since 2022-09-26

Branch Locations

421 N State Of Franklin Rd, Johnson City, TN 37604-6175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2015 09/2022
Lpl Financial Llc Johnson City TN 09/2022 Present
Eastman Credit Union Johnson City TN 09/2022 Present
  • 08/2015 → 09/2022
    St Louis, MO
  • 09/2022 → Present
    Johnson City, TN
  • 09/2022 → Present
    Eastman Credit Union
    Johnson City, TN
Previous Registrations
  • 2015-10-05 → 2022-09-27
    Riceville, TN
    St Louis, MO
    Maryland Heights, MO
    Johnson City, TN
Other Businesses

1) 9/2022- ECU Asset Management-DBA for LPL Business (entity for LPL business)- inv. related- -at reported business location(s) 2) 9/2022- Spring Street Sandwich Company- owner- inv. related- 100 Spring st. Johnson City, TN- start date 4/29/2022- 0hrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-03
  • S66 Uniform Combined State Law Examination
    2015-10-03
Designations
Other Names
  • Brackton David Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Johnson City, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor