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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| UT | RA | APPROVED | 2023-09-05 |
Branch Locations
200 West Civic Center Drive, Sandy, UT 84070 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Utah Jazz | Salt Lake City | UT | 06/2014 | 09/2017 |
| E*Trade Securities Llc | Sandy | UT | 05/2016 | 03/2018 |
| E*Trade Securities Llc | Sandy | UT | 03/2018 | 02/2020 |
| E*Trade Securities Llc | Sandy | UT | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Sandy | UT | 06/2020 | Present |
| E*Trade Capital Management Llc | Sandy | UT | 08/2020 | Present |
| Morgan Stanley | Sandy | UT | 03/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
| Morgan Stanley | Sandy | UT | 09/2023 | Present |
UTAH JAZZ, NON-INVESTMENT RELATED, UTAH JAZZ 301 W. SOUTH TEMPLE SALT LAKE CITY, UT 84101 (801) 325-2500 INTERACTIVE TEAM PROMOTIONS OF GAME TIME FOR SPORTS ACTIVITIES AND SPONSORS INTERACTIVE TEAM MEMBER START DATE: 06/2014 ABOUT 40 HOURS A MONTH DURING THE MONTHS OF OCTOBER - APRIL UNLESS THE TEAM REACHES PLAYOFFS. ZERO HOURS DURING TRADING HOURS. I PROMOTE FUN AND FAN INTERACTION DURING TIME OUTS AND QUARTER BREAKS FOR THE GAME DAYS FOR THE UTAH JAZZ ORGANIZATION AND ITS SPONSORS. THE INTERACTIVE TEAM WILL THROW OUT T-SHIRTS, FRISBEES, SOUVENIRS, BASKETBALLS AND PARTICIPATE IN ACTIVITIES ON THE FLOOR OCCASIONALLY TO EXCITE THE FANS, MAKE IT AN ENJOYABLE EXPERIENCE AND GIVE EXPOSURE TO THE SPONSORS. *525581- JLRJ Overy LLC; Investment related-Yes; Fort Bridger, Wyoming; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 4; Administrative, Business Development/Growth, Investment Decisions/Advice, Labor/Service, Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-28 |
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