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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
NJ RA APPROVED 2019-07-05
  • TX RA
    APPROVED
    Since 2026-01-21
  • NJ RA
    APPROVED
    Since 2019-07-05

Branch Locations

57 South Maple Avenue, Marlton, NJ 08053-2031 • United States

Haddon Township, NJ • United States

M Financial Planning Services, Inc

57 South Maple Avenue, Marlton, NJ 08053 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-18
PA RA APPROVED 2021-01-04
NJ RA APPROVED 2019-07-19
  • FL RA
    APPROVED
    Since 2024-04-18
  • PA RA
    APPROVED
    Since 2021-01-04
  • NJ RA
    APPROVED
    Since 2019-07-19

Branch Locations

Audubon, NJ • United States

57 South Maple Avenue, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 07/2015 06/2019
Lpl Financial Llc Marlton NJ 07/2019 Present
M Financial Planning Services Marlton NJ 07/2019 Present
  • 07/2015 → 06/2019
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2019 → Present
    Marlton, NJ
  • 07/2019 → Present
    M Financial Planning Services
    Marlton, NJ
Previous Registrations
Other Businesses

1) 06/25/2019 - M Financial Planning Services, Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 08/06/2019 - Asset Management Associates of Medford, Inc - DBA:(FP) M Financial Planning Services, Inc - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date:08/01/2019 - 15 hrs/mo - 15 hrs during trading - I provide administer/active support to the firm, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-25
S63 Uniform Securities Agent State Law Examination 2015-09-28
  • S65 Uniform Investment Adviser Law Examination
    2017-08-25
  • S63 Uniform Securities Agent State Law Examination
    2015-09-28
Designations
Other Names
  • Anthony Massaro

View on SEC IAPD

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