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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-01-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Raleigh | NC | 08/2012 | Present |
| Secu Brokerage Services | Raleigh | NC | 07/2015 | Present |
| Secu Life Insurance Company | Raleigh | NC | 07/2015 | Present |
| Credit Union Investment Services | Raleigh | NC | 10/2015 | Present |
| Members Trust Company | Tampa | FL | 09/2016 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE: 8/2012. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 7/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2016. TITLE: TRUST REP. Young Living. 300 W Hargett St, Apt 140, Raleigh, NC 27604. Nature: Beauty/Cosmetic Products Sales. Title: Member. Start date: 2/2/2021. Devote approximately 1 hour per month to other business, none during securities trading hours. Duties: None. Rental Income. Address: 4710 Black Mountain Path Raleigh, NC. 27612. Type of Business: Rental income. Title: Landlord. Duties: Maintain/ upkeep of property. Start Date: 06/2024. Compensation: $1950 per month. Hours per Month Devoted: 1 Amazon Associates Address: 2412 Condor Ct. Raleigh, NC 27615. Type of Business: Sales. Title: Influencer. Duties: Link products for sales commission. Start Date 07/09/2024. Hours per month: 5 Website: Amazon.com/shop/influencer.0e5f4c06. TikTop Shop Address: 2412 Condor Ct. Raleigh, NC. 27615. Type of Business: Sales. Title: Influencer. Duties: Link products for sales commission. Start Date: 07/09/2024. Hour per month: 5. Website: Tiktok.com
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-26 |
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