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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-01-11
  • NC RA
    APPROVED
    Since 2016-01-11

Branch Locations

119 North Salisbury St, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 08/2012 Present
Secu Brokerage Services Raleigh NC 07/2015 Present
Secu Life Insurance Company Raleigh NC 07/2015 Present
Credit Union Investment Services Raleigh NC 10/2015 Present
Members Trust Company Tampa FL 09/2016 Present
  • 08/2012 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 07/2015 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 07/2015 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 10/2015 → Present
    Raleigh, NC
  • 09/2016 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE: 8/2012. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 7/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2016. TITLE: TRUST REP. Young Living. 300 W Hargett St, Apt 140, Raleigh, NC 27604. Nature: Beauty/Cosmetic Products Sales. Title: Member. Start date: 2/2/2021. Devote approximately 1 hour per month to other business, none during securities trading hours. Duties: None. Rental Income. Address: 4710 Black Mountain Path Raleigh, NC. 27612. Type of Business: Rental income. Title: Landlord. Duties: Maintain/ upkeep of property. Start Date: 06/2024. Compensation: $1950 per month. Hours per Month Devoted: 1 Amazon Associates Address: 2412 Condor Ct. Raleigh, NC 27615. Type of Business: Sales. Title: Influencer. Duties: Link products for sales commission. Start Date 07/09/2024. Hours per month: 5 Website: Amazon.com/shop/influencer.0e5f4c06. TikTop Shop Address: 2412 Condor Ct. Raleigh, NC. 27615. Type of Business: Sales. Title: Influencer. Duties: Link products for sales commission. Start Date: 07/09/2024. Hour per month: 5. Website: Tiktok.com

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-11
S63 Uniform Securities Agent State Law Examination 2015-10-26
  • S65 Uniform Investment Adviser Law Examination
    2016-01-11
  • S63 Uniform Securities Agent State Law Examination
    2015-10-26

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