Howard Pickering

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 12/2020
  Charles Schwab
  Carlsbad, CA
• 05/2017 → 12/2020
  Charles Schwab Bank
  Carlsbad, CA
• 01/2021 → 10/2023
  Facet Wealth
  Baltimore, MD
• 01/2021 → 10/2023
  Facet Wealth
  Baltimore, MD
• 12/2023 → Present
  Nylife Securities Llc
  New York, NY
• 11/2024 → Present
  Eagle Strategies Llc
  New York, NY

Previous Registrations

• 2021-01-21 → 2023-10-17
  Facet
  New York City, NY
  West Palm Beach, FL
• 2016-06-27 → 2020-12-18
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Carlsbad, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-01-27
• S66 Uniform Combined State Law Examination
  2016-06-03

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Howie Garrett Pickering
• Howard Garrett Pickering