Best Investors Account Sign in

Eric Robert Peterson

Ameriprise Financial Services, LLC

Boca Raton, FL

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-05
FL RA APPROVED 2022-03-23
  • TX RA
    APPROVED
    Since 2023-06-05
  • FL RA
    APPROVED
    Since 2022-03-23

Branch Locations

2700 N Military Trl Ste 390, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2015 10/2017
Northwestern Mutual Investment Services Llc Boca Raton FL 08/2016 05/2018
The Hotaling Group Miami FL 06/2018 12/2019
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
  • 09/2015 → 10/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2016 → 05/2018
    Northwestern Mutual Investment Services Llc
    Boca Raton, FL
  • 06/2018 → 12/2019
    The Hotaling Group
    Miami, FL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-09
S63 Uniform Securities Agent State Law Examination 2017-05-15
  • S66 Uniform Combined State Law Examination
    2022-03-09
  • S63 Uniform Securities Agent State Law Examination
    2017-05-15
Other Names
  • Eric Robert Peterson

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor