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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-29 |
| TX | RA | APPROVED | 2024-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase | New York | NY | 07/2017 | 05/2018 |
| Jpmorgan Securities Llc | New York | NY | 07/2017 | 05/2018 |
| Seton Hall University | Staten Island | NY | 08/2013 | 05/2017 |
| Oppenheimer & Co. Inc | New York | NY | 01/2019 | 09/2020 |
| Frank Recruitment Group | New York | NY | 08/2018 | 01/2019 |
| Simon Markets Llc | New York | NY | 10/2020 | 08/2022 |
| Institutional Capital Network, Inc. | New York | NY | 08/2022 | 04/2024 |
| B2Opco Point Llc | Point Pleasant | NJ | 07/2018 | 08/2018 |
| J.P. Morgan Securities Llc | New York | NY | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 04/2024 | Present |
| Fordham University | Staten Island | NY | 08/2019 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-12 |
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