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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-07-18
FL RA APPROVED 2015-10-30
  • TX RA
    APPROVED
    Since 2016-07-18
  • FL RA
    APPROVED
    Since 2015-10-30

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Weston FL 06/2015 Present
Bank Of America, N.A. Weston FL 08/2015 Present
Other Businesses

I*133589 For profit or not for profit: Non-Profit Organization Name of outside business organization: BNI Revival Investment related: N Address of business: Charlotte, North Carolina 28277 Nature of business: Charitable Organization, Position, title, association: Participant, Start date of relationship: 10/8/2020 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: President of the BNI Revival networking group. Responsibility is to run the weekly meetings, interacting with current members and guests. BNI allows one profession per category and I am the financial advisor. I provide generic educational info.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-23
  • S66 Uniform Combined State Law Examination
    2015-10-23
Other Names
  • Mark Hopper

View on SEC IAPD

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