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477 Madison Avenue Suite 720, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-11 |
Branch Locations
477 Madison Avenue Suite 720, New York, NY 10022 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foreside Fund Services, Llc | Solana Beach | CA | 08/2015 | 12/2018 |
| Gurtin Fixed Income Mgt Llc Dba Gurtin Municipal Bond Mgt | Solana Beach | CA | 07/2015 | 10/2022 |
| Gurtin Fixed Income Llc | San Francisco | CA | 09/2017 | 01/2019 |
| Pimco Investments Llc | Solana Beach | CA | 01/2019 | 10/2022 |
| Pacific Investment Management Company Llc | Newport Beach | CA | 01/2021 | 10/2022 |
| Fiera Capital Inc. | San Diego | CA | 10/2022 | Present |
| Foreside Fund Services, Llc | San Diego | CA | 01/2023 | Present |
1) Fiera Capital Inc.; San Diego, CA; Investment Related; Began 10/25/2022; Senior Principal, Advisor Relations; Distribution of investment products to financial advisors in the US.; 140 hours per month 2) Personal Rental Property; San Diego, CA; Investment Related - No; Started 05/2023; Residential Rental; Owner; 1 hour per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-29 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-29 |
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