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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-05-24
NC RA APPROVED 2016-07-11
  • TX RA
    APPROVED_RES
    Since 2025-05-24
  • NC RA
    APPROVED
    Since 2016-07-11

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Cary NC 07/2015 11/2016
Wells Fargo Bank, Na Cary NC 04/2010 Present
Coworx Staffing Cary NC 08/2012 Present
Wells Fargo Clearing Services, Llc Cary NC 11/2016 Present
  • 07/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Cary, NC
  • 04/2010 → Present
    Wells Fargo Bank, Na
    Cary, NC
  • 08/2012 → Present
    Coworx Staffing
    Cary, NC
  • 11/2016 → Present
    Cary, NC
Other Businesses

CHANEL; NOT INV RELATED; RALEIGH, NC; MAKEUP; MAKEUP ARTIST; START 8/1/2012; 15 HOURS PER MONTH, 0 DURING TRADING; APPLY AND SELL MAKEUP AND SKINCARE PRODUCTS TO CLIENTS. TOM FORD BEAUTY, NOT INV RELATED, DURHAM, NC, MAKEUP ARTIST, START 8/3/2019, 10 HOURS PER MONTH, ZERO DURING TRADING, MAKE UP ARTISTRY SELLING BEAUTY AND FRAGRANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-11
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2016-07-11
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Lisa Gambill

View on SEC IAPD

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