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Current Employers
Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-10-23
TX RA APPROVED 2025-10-22
  • LA RA
    APPROVED
    Since 2025-10-23
  • TX RA
    APPROVED
    Since 2025-10-22

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kcsc, Llc Lafayette LA 01/2014 01/2018
1St Global Capital Corp. Lafayette LA 01/2014 10/2019
1St Global Advisors, Inc. Lafayette LA 01/2014 10/2019
Darnall, Sikes, Gardes And Frederick Cpas Lafayette LA 06/2017 01/2018
Darnall, Sikes & Frederick (Corp. Of Certif. Public Accountants Lafayette LA 01/2018 Present
Avantax Insurance Services Lafayette LA 01/2014 09/2025
Avantax Advisory Services Lafayette LA 10/2019 09/2025
Avantax Investment Services, Inc. Lafayette LA 10/2019 09/2025
Fixed Life Insurance Lafayette LA 05/2024 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
Avantax Planning Partners Inc Dubuque IA 09/2025 Present
  • 01/2014 → 01/2018
    Kcsc, Llc
    Lafayette, LA
  • 01/2014 → 10/2019
    1St Global Capital Corp.
    Lafayette, LA
  • 01/2014 → 10/2019
    1St Global Advisors, Inc.
    Lafayette, LA
  • 06/2017 → 01/2018
    Darnall, Sikes, Gardes And Frederick Cpas
    Lafayette, LA
  • 01/2018 → Present
    Darnall, Sikes & Frederick (Corp. Of Certif. Public Accountants
    Lafayette, LA
  • 01/2014 → 09/2025
    Avantax Insurance Services
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Lafayette, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Lafayette, LA
  • 05/2024 → Present
    Fixed Life Insurance
    Lafayette, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Dubuque, IA
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Lafayette, LA
  • 2014-02-04 → 2019-10-25
    1St Global Advisors Inc
    Lafayette, LA
    Dallas, TX
    Lafayette, LA
  • 2011-05-12 → 2014-02-10
    Lafayette, LA
    Lafayette, LA
Other Businesses

1) ALCHEMY 4, LLC POSITION: INVESTOR NATURE: INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: Lafayette LA 70508, United States DESCRIPTION: I HAVE NO INVOLVEMENT IN THE ENTITY OTHER THAN FINANCIAL INVESTMENT 2) ALCHEMY,III,LLC POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 1/24/14 ADDRESS: Lafayette LA , United States DESCRIPTION: LLC created to conduct real estate business 3) MICHAEL DOMINGUE POSITION: AGENT NATURE: LIFE AND HEALTH INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: Lafayette LA 70508, United States DESCRIPTION: NATURE:LIFE,HEALTH AND I PROVIDE A REFERRAL AND PARTICIPATE IN PROVIDING BENEFITS TO BUSINESS OWNER AND EMPLOYEES. 4) DARNALL, SIKES, GARDES AND FREDERICK CPAS POSITION: Consultant NATURE: A referring and consultingpartner for accounting, audit and tax services. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2017 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508, United States DESCRIPTION: I work with potential clients who may have accounting advisory needs and I refer and work with those clients along with the tax professionals assoiciated with Darnall Sikes Gardes & Frederick. 5) FIXED LIFE INSURANCE POSITION: Writing Advisor NATURE: I am the co-writing agent for a fixed survivorship life insurance product for one of my clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/29/2024 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: This is a one-time request where I consult with the client, Blake and Amber David, and advise in the analysis and recommendation process for the policy solution. Will assist with application process as needed, monitor the underwriting and navigate the issue process.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-10
  • S66 Uniform Combined State Law Examination
    2011-05-10
Designations

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