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210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-10-23 |
| TX | RA | APPROVED | 2025-10-22 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED | 2025-09-05 |
Branch Locations
2000 Kaliste Saloom Rd Ste 300, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kcsc, Llc | Lafayette | LA | 01/2014 | 01/2018 |
| 1St Global Capital Corp. | Lafayette | LA | 01/2014 | 10/2019 |
| 1St Global Advisors, Inc. | Lafayette | LA | 01/2014 | 10/2019 |
| Darnall, Sikes, Gardes And Frederick Cpas | Lafayette | LA | 06/2017 | 01/2018 |
| Darnall, Sikes & Frederick (Corp. Of Certif. Public Accountants | Lafayette | LA | 01/2018 | Present |
| Avantax Insurance Services | Lafayette | LA | 01/2014 | 09/2025 |
| Avantax Advisory Services | Lafayette | LA | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Lafayette | LA | 10/2019 | 09/2025 |
| Fixed Life Insurance | Lafayette | LA | 05/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Avantax Planning Partners Inc | Dubuque | IA | 09/2025 | Present |
1) ALCHEMY 4, LLC POSITION: INVESTOR NATURE: INVESTMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2014 ADDRESS: Lafayette LA 70508, United States DESCRIPTION: I HAVE NO INVOLVEMENT IN THE ENTITY OTHER THAN FINANCIAL INVESTMENT 2) ALCHEMY,III,LLC POSITION: OWNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 1/24/14 ADDRESS: Lafayette LA , United States DESCRIPTION: LLC created to conduct real estate business 3) MICHAEL DOMINGUE POSITION: AGENT NATURE: LIFE AND HEALTH INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: Lafayette LA 70508, United States DESCRIPTION: NATURE:LIFE,HEALTH AND I PROVIDE A REFERRAL AND PARTICIPATE IN PROVIDING BENEFITS TO BUSINESS OWNER AND EMPLOYEES. 4) DARNALL, SIKES, GARDES AND FREDERICK CPAS POSITION: Consultant NATURE: A referring and consultingpartner for accounting, audit and tax services. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2017 ADDRESS: 2000 Kaliste Saloom Rd, Suite 300, Lafayette LA 70508, United States DESCRIPTION: I work with potential clients who may have accounting advisory needs and I refer and work with those clients along with the tax professionals assoiciated with Darnall Sikes Gardes & Frederick. 5) FIXED LIFE INSURANCE POSITION: Writing Advisor NATURE: I am the co-writing agent for a fixed survivorship life insurance product for one of my clients. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/29/2024 ADDRESS: 2000 Kaliste Saloom Rd Ste 300, Lafayette LA 70508, United States DESCRIPTION: This is a one-time request where I consult with the client, Blake and Amber David, and advise in the analysis and recommendation process for the policy solution. Will assist with application process as needed, monitor the underwriting and navigate the issue process.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-10 |
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