Darin Swick

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 01/2017
  Minnesota Life Ins Co
  St Paul, MN
• 08/2015 → 01/2017
  Securian Financial Services, Inc
  St Paul, MN
• 08/2015 → 01/2017
  Gcg Financial, Inc
  Greenwood Village, CO
• 02/2017 → 07/2018
  Principal Life Insurance Company
  Denver, CO
• 02/2017 → 07/2018
  Principal Securities Inc
  Denver, CO
• 07/2018 → 12/2018
  Woodbury Financial Services Inc
  Greenwood Village, CO
• 01/2019 → 07/2022
  Pruco Securities, Llc.
  Englewood, CO
• 01/2019 → 07/2022
  Prudential Insurance Company Of America
  Englewood, CO
• 07/2022 → 10/2023
  Lpl Financial, Llc
  Denver, CO
• 07/2022 → 10/2023
  First Interstate Bank
  Denver, CO
• 11/2023 → 06/2025
  Thrivent Investment Management Inc.
  Greenwood Village, CO
• 12/2023 → 06/2025
  Thrivent Financial
  Appleton, WI
• 04/2024 → 06/2025
  Thrivent Financial
  Appleton, WI
• 06/2025 → Present
  New York Life Insurance Company
  Denver, CO
• 06/2025 → Present
  Nylife Securities Llc
  Denver, CO
• 07/2025 → Present
  Eagle Strategies Llc
  Denver, CO

Previous Registrations

• 2023-11-28 → 2025-06-25
  Thrivent Investment Management Inc.
  Minneapolis, MN
  Greenwood Village, CO
  Castle Rock, CO
• 2022-07-11 → 2023-11-24
  Lpl Financial Llc
  Denver, CO
  San Diego, CA
  Denver, CO
  Denver, CO
• 2019-01-17 → 2022-07-11
  Pruco Securities, Llc.
  Englewood, CO
• 2018-07-30 → 2019-01-04
  Woodbury Financial Services, Inc.
  Greenwood Village, CO
• 2017-03-10 → 2018-08-14
  Principal Securities, Inc.
  Denver, CO
• 2016-01-21 → 2017-02-01
  Securian Financial Services, Inc.
  Greenwood Village, CO

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 3013 Brett Road, Corinth, TX 76210; start 06/2025; commissions; 20 hours per month, 20 hours during securities trading hours; non-investment related]

Exams

• S66 Uniform Combined State Law Examination
  2015-12-08

Other Names

• Darin Ty Swick
• Darin Swick