Robert P Kane

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2017-01-03

KY RA
APPROVED

Since 2017-01-03

Branch Locations

5929 Timber Ridge Dr, Prospect, KY 40059 • United States

3830 Commerce Parkway, Lagrange, KY 40031 • United States

4801 Norton Healthcare Blvd., Louisville, KY 40241 • United States

Prospect, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Louisville	KY	07/2015	Present
Fifth Third Bank	Louisville	KY	12/2006	Present

07/2015 → Present

Fifth Third Securities

Louisville, KY
12/2006 → Present

Fifth Third Bank

Louisville, KY

Other Businesses

Uber - www.uber.com - personal taxi service - driver - 16 hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-28
S63	Uniform Securities Agent State Law Examination	2015-10-13

S65 Uniform Investment Adviser Law Examination

2016-12-28
S63 Uniform Securities Agent State Law Examination

2015-10-13

View on SEC IAPD

Current Employers

Fifth Third Securities, Inc.

Disclosures

Employment History

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Exams

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