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Rashad Lamar Brown

J.P. Morgan Securities LLC

New York, NY

New York, NY

CRD 6528145

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-01-11
TX RA APPROVED 2017-12-20
IL RA APPROVED 2016-08-23
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-01-11
  • TX RA
    APPROVED
    Since 2017-12-20
  • IL RA
    APPROVED
    Since 2016-08-23

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

390 Madison Ave Floor 11, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Chicago IL 05/2016 12/2017
Stills N Motion, Llc Bellwood IL 12/2014 12/2017
Jp Morgan Securities Llc Chicago IL 12/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-08
  • S66 Uniform Combined State Law Examination
    2016-08-08
Other Names
  • Rashad Brown

View on SEC IAPD

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