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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-04-18
AZ RA APPROVED 2023-04-17
NV RA APPROVED 2023-04-11
CA RA APPROVED 2022-09-13
  • OR RA
    APPROVED
    Since 2023-04-18
  • AZ RA
    APPROVED
    Since 2023-04-17
  • NV RA
    APPROVED
    Since 2023-04-11
  • CA RA
    APPROVED
    Since 2022-09-13

Branch Locations

1608 Johnson Ave, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chuck Braun Insurance Agency Atascadero CA 01/2015 07/2020
State Farm Vp Mangement Corp. Atascadero CA 07/2015 11/2020
State Farm Insurance Atascadero CA 07/2020 11/2020
Mike Smith Insurance Agency San Luis Obispo CA 12/2020 Present
State Farm Vp Mangement Corp. San Luis Obispo CA 12/2020 Present
State Farm Investment Management Corp San Luis Obispo CA 09/2022 Present
  • 01/2015 → 07/2020
    Chuck Braun Insurance Agency
    Atascadero, CA
  • 07/2015 → 11/2020
    State Farm Vp Mangement Corp.
    Atascadero, CA
  • 07/2020 → 11/2020
    State Farm Insurance
    Atascadero, CA
  • 12/2020 → Present
    Mike Smith Insurance Agency
    San Luis Obispo, CA
  • 12/2020 → Present
    State Farm Vp Mangement Corp.
    San Luis Obispo, CA
  • 09/2022 → Present
    San Luis Obispo, CA
Other Businesses

1) Mike Smith's Insurance Agency; Investment-related; 1608 Johnson Ave, San Luis Obispo, CA 93401-3037; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2020; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-11-17
  • S63 Uniform Securities Agent State Law Examination
    2015-11-17
Designations
Other Names
  • Mike Smith
  • Mike David Smith

View on SEC IAPD

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