Preston Joseph Pavlat

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-06-01

Branch Locations

420 Throckmorton St, Fort Worth, TX 76102 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Fidelity Investments	Westlake	TX	07/2007	07/2018
First Command Financial Services	Fort Worth	TX	07/2018	11/2020
Ubs Financial Services Inc	Dallas	TX	11/2020	10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Frisco	TX	10/2022	05/2023
Bank Of America	Frisco	TX	10/2022	04/2023
Ubs	Dallas	TX	11/2020	10/2022
First Command Advisory Services	Fort Worth	TX	07/2018	11/2020
First Command Brokerage Services, Inc	Fort Worth	TX	06/2018	11/2020
Fidelity Brokerage Services Llc	Westlake	TX	07/2007	06/2018
J.P. Morgan Securities Llc	Fort Worth	TX	05/2023	Present

07/2007 → 07/2018

Fidelity Investments

Westlake, TX
07/2018 → 11/2020

First Command Financial Services

Fort Worth, TX
11/2020 → 10/2022

Ubs Financial Services Inc

Dallas, TX
10/2022 → 05/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
10/2022 → 04/2023

Bank Of America

Frisco, TX
11/2020 → 10/2022

Ubs

Dallas, TX
07/2018 → 11/2020

First Command Advisory Services

Fort Worth, TX
06/2018 → 11/2020

First Command Brokerage Services, Inc

Fort Worth, TX
07/2007 → 06/2018

Fidelity Brokerage Services Llc

Westlake, TX
05/2023 → Present

J.P. Morgan Securities Llc

Fort Worth, TX

2022-11-30 → 2023-05-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Frisco, TX
2020-12-01 → 2022-11-04

Ubs Financial Services Inc.

Dallas, TX
2019-01-09 → 2020-11-19

First Command Advisory Services

Fort Worth, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-08
S63	Uniform Securities Agent State Law Examination	2007-11-07

Other Firms