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Yuli Zhang

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-22
CT RA APPROVED 2021-07-30
  • TX RA
    APPROVED
    Since 2021-08-22
  • CT RA
    APPROVED
    Since 2021-07-30

Branch Locations

185 Linden St, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 01/2016 10/2016
Wells Fargo Bank, Na San Francisco CA 01/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brookline MA 04/2021 Present
Bank Of America Waltham MA 12/2016 03/2021
Bank Of America, N.A. Brookline MA 07/2021 Present
  • 01/2016 → 10/2016
    Wells Fargo Advisors Llc
    San Francisco, CA
  • 01/2016 → 10/2016
    Wells Fargo Bank, Na
    San Francisco, CA
  • 04/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Brookline, MA
  • 12/2016 → 03/2021
    Bank Of America
    Waltham, MA
  • 07/2021 → Present
    Bank Of America, N.A.
    Brookline, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-29
S63 Uniform Securities Agent State Law Examination 2015-09-05
  • S66 Uniform Combined State Law Examination
    2021-07-29
  • S63 Uniform Securities Agent State Law Examination
    2015-09-05

View on SEC IAPD

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EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
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